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SQL Server must include organization-defined additional, more detailed information in the audit records for audit events identified by type, location, or subject.


Overview

Finding ID Version Rule ID IA Controls Severity
V-41027 SQL2-00-012400 SV-53402r1_rule Medium
Description
SQL Server auditing capability is critical for accurate forensic analysis. Audit record content that may be necessary to satisfy the requirement of this control includes: time stamps, source and destination addresses, user/process identifiers, event descriptions, success/fail indications, file names involved, and access control or flow control rules invoked. SQL Server does have a means available to add organizationally defined additional, more detailed information in the audit event records. These events may be identified by type, location, or subject. An example of more detailed information the organization may require in audit records could be the name of the application where the request is coming from. Some organizations may determine that more detailed information is required for specific database event types. If this information is not available, it could negatively impact forensic investigations into user actions or other malicious events.
STIG Date
Microsoft SQL Server 2012 Database Instance Security Technical Implementation Guide 2014-01-05

Details

Check Text ( C-47644r2_chk )
Check to see that all required events are being audited.
From the query prompt:

SELECT DISTINCT traceid FROM ::FN_TRACE_GETINFO('0')

All currently defined traces for the SQL server instance will be listed. If no traces are returned, this is a finding.


Determine the trace being used for the auditing requirement. Replace # with a traceid being used for the auditing requirements.

From the query prompt:
SELECT DISTINCT(eventid) FROM ::FN_TRACE_GETEVENTINFO('#')
The required eventids 14, 15, 18, 20, 102, 103, 104, 105, 106, 107, 108, 109, 110, 111, 112, 113, 115, 116, 117, 118, 128, 129, 130, 131, 132, 133, 134, 135, 152, 153, 170, 171, 172, 173, 175, 176, 177 and 178 should be listed. If any of the audit events or eventids required above are not listed, this is finding.
Fix Text (F-46326r2_fix)
Create and start an audit trace that audits required events.
CREATE PROCEDURE fso_audit AS
-- Create a Queue
DECLARE @rc INT
DECLARE @TraceID INT
DECLARE @maxfilesize BIGINT
DECLARE @fso_audit_log NVARCHAR(128)
SET @maxfilesize = 5
-- Define custom @fso_audit_log to path\filename
SET @fso_audit_log = 'd:\sqlserver\audit\fsoauditlog.log'
EXEC @rc = SP_TRACE_CREATE @TraceID output, 6, @fso_audit_log, @maxfilesize, NULL
IF (@rc != 0) GOTO Error
-- Client side File and Table cannot be scripted.
-- Set the events:
DECLARE @on BIT
SET @on = 1
-- Logins are audited based on SQL Server instance
-- setting Audit Level stored in registry
-- HKEY_LOCAL_MACHINE\SOFTWARE\Microsoft\Microsoft SQL Server\MSSQL.[#]
\MSSQLServer\AuditLevel
-- Audit Login
-- Occurs when a user successfully logs in to SQL Server.
EXEC SP_TRACE_SETEVENT @TraceID, 14, 1, @on -- TextData
EXEC SP_TRACE_SETEVENT @TraceID, 14, 6, @on -- NTUserName
EXEC SP_TRACE_SETEVENT @TraceID, 14, 7, @on -- NTDomainName
EXEC SP_TRACE_SETEVENT @TraceID, 14, 8, @on -- HostName
EXEC SP_TRACE_SETEVENT @TraceID, 14, 10, @on -- ApplicationName
EXEC SP_TRACE_SETEVENT @TraceID, 14, 11, @on -- LoginName
EXEC SP_TRACE_SETEVENT @TraceID, 14, 12, @on -- SPID
EXEC SP_TRACE_SETEVENT @TraceID, 14, 14, @on -- StartTime
EXEC SP_TRACE_SETEVENT @TraceID, 14, 23, @on -- Success
EXEC SP_TRACE_SETEVENT @TraceID, 14, 26, @on -- ServerName
EXEC SP_TRACE_SETEVENT @TraceID, 14, 35, @on -- DatabaseName
EXEC SP_TRACE_SETEVENT @TraceID, 14, 41, @on -- LoginSid
EXEC SP_TRACE_SETEVENT @TraceID, 14, 60, @on -- IsSystem
EXEC SP_TRACE_SETEVENT @TraceID, 14, 64, @on -- SessionLoginName
-- Audit Logout
-- Occurs when a user logs out of SQL Server.
EXEC SP_TRACE_SETEVENT @TraceID, 15, 6, @on -- NTUserName
EXEC SP_TRACE_SETEVENT @TraceID, 15, 7, @on -- NTDomainName
EXEC SP_TRACE_SETEVENT @TraceID, 15, 8, @on -- HostName
EXEC SP_TRACE_SETEVENT @TraceID, 15, 10, @on -- ApplicationName
EXEC SP_TRACE_SETEVENT @TraceID, 15, 11, @on -- LoginName
EXEC SP_TRACE_SETEVENT @TraceID, 15, 12, @on -- SPID
EXEC SP_TRACE_SETEVENT @TraceID, 15, 13, @on -- Duration
EXEC SP_TRACE_SETEVENT @TraceID, 15, 14, @on -- StartTime
EXEC SP_TRACE_SETEVENT @TraceID, 15, 15, @on -- EndTime
EXEC SP_TRACE_SETEVENT @TraceID, 15, 23, @on -- Success
EXEC SP_TRACE_SETEVENT @TraceID, 15, 26, @on -- ServerName
EXEC SP_TRACE_SETEVENT @TraceID, 15, 35, @on -- DatabaseName
EXEC SP_TRACE_SETEVENT @TraceID, 15, 41, @on -- LoginSid
EXEC SP_TRACE_SETEVENT @TraceID, 15, 60, @on -- IsSystem
EXEC SP_TRACE_SETEVENT @TraceID, 15, 64, @on -- SessionLoginName
-- Audit Server Starts and Stops
-- Occurs when the SQL Server service state is modified.
EXEC SP_TRACE_SETEVENT @TraceID, 18, 6, @on -- NTUserName
EXEC SP_TRACE_SETEVENT @TraceID, 18, 7, @on -- NTDomainName
EXEC SP_TRACE_SETEVENT @TraceID, 18, 8, @on -- HostName
EXEC SP_TRACE_SETEVENT @TraceID, 18, 10, @on -- ApplicationName
EXEC SP_TRACE_SETEVENT @TraceID, 18, 11, @on -- LoginName
EXEC SP_TRACE_SETEVENT @TraceID, 18, 12, @on -- SPID
EXEC SP_TRACE_SETEVENT @TraceID, 18, 14, @on -- StartTime
EXEC SP_TRACE_SETEVENT @TraceID, 18, 23, @on -- Success
EXEC SP_TRACE_SETEVENT @TraceID, 18, 26, @on -- ServerName
EXEC SP_TRACE_SETEVENT @TraceID, 18, 41, @on -- LoginSid
EXEC SP_TRACE_SETEVENT @TraceID, 18, 60, @on -- IsSystem
EXEC SP_TRACE_SETEVENT @TraceID, 18, 64, @on -- SessionLoginName
-- Audit Login Failed
-- Indicates that a login attempt to SQL Server from a client failed.
EXEC SP_TRACE_SETEVENT @TraceID, 20, 1, @on -- TextData
EXEC SP_TRACE_SETEVENT @TraceID, 20, 6, @on -- NTUserName
EXEC SP_TRACE_SETEVENT @TraceID, 20, 7, @on -- NTDomainName
EXEC SP_TRACE_SETEVENT @TraceID, 20, 8, @on -- HostName
EXEC SP_TRACE_SETEVENT @TraceID, 20, 10, @on -- ApplicationName
EXEC SP_TRACE_SETEVENT @TraceID, 20, 11, @on -- LoginName
EXEC SP_TRACE_SETEVENT @TraceID, 20, 12, @on -- SPID
EXEC SP_TRACE_SETEVENT @TraceID, 20, 14, @on -- StartTime
EXEC SP_TRACE_SET